ROC Endorses More Pre-LOUs

The Regulatory Oversight Committee (ROC), which is responsible for the global legal entity identifier (LEI) system, has endorsed four more pre-local operating units (pre-LOUs) from Russia, Poland, the Netherlands and Finland.

On January 7, the ROC endorsed the Dutch Chamber of Commerce (KvK) and the National Board of Patents and Registration of Finland to issue LEI codes that can be used for reporting or regulatory compliance purposes in all markets covered by the ROC. On December 27, the ROC

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CME: CFTC OKs clearing move to Google Cloud

The CFTC has given the Chicago-based exchange approval to run its clearing and settlement infrastructure on the Google Cloud Platform, while the exchange and vendor have extended their partnership to last until at least 2037.

Cutting through the hype surrounding the FDTA rulemaking process

A bill requiring US regulators and institutions to adopt a machine-readable data framework for reporting purposes applies to entity identifiers, but not security identifiers, in a crucial difference, writes Scott Preiss, SVP and global head of Cusip Global Services.

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