Articles by Dan DeFrancesco
SunGard Files for IPO
JP Morgan, Goldman and Barclays among joint book-running managers.
RMPI Railpen Selects Northern Trust for Investment Operations Outsourcing
Northern Trust will provide trade matching, derivative processing and life-cycle management, active collateral management and book of record services.
Deutsche Bank to Launch Tech Innovation Labs
German bank announces the opening of three innovation labs around the world.
TMX Group Announces Realignment
TMX plans to focus on being a technology-driven solutions provider.
CoreOne Technologies Announces Partnership with Kx Systems
Financial data management services provider signs OEM license agreement with Kx Systems.
NRI Offers Japanese Banks Data Management Framework for BCBS 239 Compliance
NRI is partnering with EDM Council to help Japanese firms meet the risk data aggregation requirements of the Basel Committee's guidelines.
SEC Proposed Rule to Modernize, Extend Systemic Risk Reporting for Mutual Funds
Two new forms, Form N-Port and N-Cen, are at the heart of a new set of rules proposed by the SEC.
Tip of the Iceberg: The Challenges of BCBS 239
Dan DeFrancesco talks to experts about banks' progress toward meeting BCBS 239 guidelines.
Swift's KYC Registry Made Available for Fund Distributors, Custodians
Swift expands due diligence service beyond correspondent banking.
Keep Tech Fresh: C-Level Execs Discuss the Need to Upgrade Platforms Consistently
A panel at NAFIS 2015 discussed why firms should be willing to upgrade their systems on a consistent basis.
Keep Tech Fresh: C-Level Execs Discuss the Need to Upgrade Platforms Consistently
A panel at NAFIS 2015 discussed why firms should be willing to upgrade their systems on a consistent basis.
NRS Releases Module to Address Finra Rule 4530 on Customer Complaints
ComplianceMax (cMax) Customer Complaints Module manages, utilizes and archives info on customer complaints.
Ted Bragg Named SVP of Fixed Income Product Initiatives at Icap
Bragg will be responsible for new hybrid fixed income products for Icap's US-based Global Broking group.
QuantConnect to Use Tradier Brokerage's API
Tradier's API will power QuantConnect's browser-based algorithmic trading offering.
Icap e-Commerce Releases Hybrid Matching Engine for US Agency Securities
Clients will be able to use new and traditional execution methods.
The Waters Weekly Wrap: May 18-22
A look back at the best content published across all the Waters brands.
LEI Implementations Lead to Big Benefits for All
As more companies adopt LEIs, the benefits to the financial community are growing more apparent. Two Tier-1 bank employees discuss the process of bringing on new LEIs and the value they bring to the industry.
Gem Picks Elliptic to Strengthen Bitcoin Wallet Security
Elliptic to offer insured storage of third private key in multi-signature wallet.
NYSE Offers Exchange-Calculated Bitcoin Index, with More to Come
NYXBT will initially be based off data from Coinbase Exchange.
IPC Offers Connectivity to JPX's Equities and Derivatives Markets
Clients will have access to J-Gate, arrowhead and ToSTNet.
What BCBS 239 Means for the Industry
Dan DeFrancesco looks at the impact BCBS 239 will have on the industry.
Icap Unveils CNH Hub for Offshore Chinese Renminbi Data
Currency-specific portal will offer consolidated view of the market.
Stifel Nicolaus Europe Picks Thomson Reuters Org ID KYC Managed Service
Thomson Reuters' solution will aid investment management firm in onboarding European legal entities.
REDI Adds Quantitative Brokers' Algorithms, DMA Tools to Trade Management Platform
Quantitative Brokers' Bolt and Strobe algorithms and TCA report added to REDIPlus.