IPC Launches Compliance Solution for Trading Communications
The new software is designed to automate compliance and mitigate risk.
The Compliance Policy Engine is built for trader voice communications, establishing automated policy enforcement.
The new service will allow users to enforce and supervise communications policies that, based on roles and organizational structure, appropriately permit or block voice communications between groups of employees or individuals to comply with global regulations on non-public information disclosure and conflict of interest.
The Compliance Policy Engine is available in the vendor’s flagship platform, Unigy.
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