Regulation AT
Lawyer: Don’t Punish the Programmers
Smart contract developers should not be responsible for violations of regulation perpetrated on the blockchain, says Katten special counsel.
Nasdaq Blends Behavioral Science and Buy-Side Surveillance with Sybenetix Acquisition
Nasdaq purchases buy-side surveillance vendor to integrate behavioral analysis into market oversight
Regulation in 2017: New Day, Same Concerns
Between Mifid II and talks of dismantling Dodd–Frank, it might seem like a volatile period ... but when it comes to tech, how much has really changed?
Waters Wavelength Podcast Episode 53: CAT Decision, Reg AT, Natural Language Processing
Dan and Anthony celebrate the one-year anniversary of the podcast.
Massad Maintains Position on Reg AT During Final Days in Office
CFTC's chairman says a rule needs to be in place.
CFTC's Giancarlo: Regulators Need to Help Distributed-Ledger Technology Grow
CFTC commissioner will look to make reforms to help foster fintech growth.
Waters Wavelength Podcast Episode 52: Regulation and Trump
Dan and Tony look at the regulatory outlook for 2017.
Regulatory Outlook for Asset Managers in US, Europe Differ Greatly
Bloomberg analysts have different tales to tell for 2017 when it comes to regulatory oversight for asset managers in the US and Europe.
The Death Knell Sounds for Reg AT's Source-Code Provision
With chairman Massad leaving the CFTC and commissioner Giancarlo likely to have a greater say, the source-code provision may be in trouble...if not the rule as a whole.
Waters Wavelength Podcast Episode 43: US Presidential Election Recap, Reg AT
Dan and Anthony talk about the fallout from the US presidential election and the latest news around Reg AT.
CFTC Pushes Forward with Reg AT, Source Code Provision as Giancarlo Dissents
Commissioner J. Christopher Giancarlo issued a scathing rebuke of the proposal's source code provision.
Will Robots Save Us From Robots?
Is artificial intelligence the key to properly surveilling the markets?
Waters Wavelength Podcast Episode 40: North American Buy-Side Technology Summit
Dan and Anthony talk about the biggest topics at the most recent Waters event.
Reg AT's Source Code Rule Still Striking a Nerve
Panelists at the North American Buy-Side Technology Summit 2016 discussed the merits of the source code portion of Reg AT.
Reg AT's Source Code Proposal Remains Lighting Rod
Panelists at the North American Buy-Side Technology Summit 2016 discussed the merits of the source code portion of Reg AT.
CFTC’s Petal Walker says Dual Tracking Reg AT’s Source Code Proposal Not on Radar
At this year's Chicago Trading Technology Summit, the CFTC's Petal Walker gave an update on Reg AT's progression and what's at stake for the source code provision.
CFTC Chief Counsel Petal Walker Discusses Reg AT's Source Code Proposal
At this year's Chicago Trading Technology Summit, the CFTC's Petal Walker gave an update on Reg AT's progression and what's at stake for the source code provision.
Waters Wavelength Podcast Episode 12: Open Source, Reg AT, Panama Papers
Dan and Anthony chat about their April features.
Premonition from the Panama Papers
What can be learned from the latest, and largest, data breach journalists have ever dealt with?
Reg AT: A Source (Code) of Contention
Regulation Automated Trading was created to protect market integrity and update the CFTC’s rules as algorithmic trading proliferates. There are many areas where there’s consensus agreement as to the benefits of this proposed regulation, but Anthony…
Some Thoughts After FIA Boca
Anthony looks at three topics that were repeatedly on delegates' lips during the conference.