Governance, risk and compliance (GRC)
Who is at fault for Goldman Sachs’s $5.5 million fine?
While the CFTC says the bank is to blame for record-keeping failures that transpired at the start of the pandemic, others say it was two vendors who let the bank down.
SEC warned that alt data is rife with due diligence risks days before Thinknum crisis emerged
Only proper due diligence on datasets and the companies providing them will safeguard alt data consumers from similar risks in the future.
This Week: Goldman Sachs, MSCI/MarketAxess, Cboe/ErisX, & more
A summary of the latest financial technology news.
IBM and Thomson Reuters Expand Regtech Partnership
The new offering will directly connect TR’s regulatory feed and IBM’s OpenPages with Watson platform.
Leumi ABL Selects Encompass to Support KYC
Bank Leumi selects Encompass Corp.’s Confirm technology to support KYC compliance processes.
GRC: Striking at the Eye of the Regulation Storm
Max Bowie examines the opportunities and challenges of firms trying to manage governance, risk and compliance together.
June 2017: Silver Lining in a Perfect Storm
Max says firms can find opportunities in the data challenges presented by regulation.
Modernizing Governance, Risk and Compliance Strategy
Sponsored forum: MarkLogic and Intel
Webinar: Modernizing Your Governance, Risk and Compliance Strategy
In this webinar sponsored by MarkLogic and Intel, industry experts discuss addressing data management head-on to create a GRC strategy and build a better business
Wolters Kluwer Opens New Office in Indonesia's Capital
Regulatory changes in the Asia-Pacific region are pushing capital markets firms to bolster their risk management and compliance disciplines
Egyptian Bank Picks Wolters Kluwer for Multiple Solutions
Departments across finance, governance, risk and compliance will use OneSumX suite
2016: No More Risk Silos?
Know the rules, know your endgame for better governance, says Wolters Kluwer expert
Pulling the Data Quality Thread In Data Governance
Granularity of data proving important in multiple governance and compliance efforts
Tying Together Governance, Risk and Compliance
Saudi Hollandi Bank's operational risk leader discusses implementation of governance, compliance and risk project