Charles Schwab
Leading the charge: Nitin Tandon spearheads Vanguard’s tech ambitions
The asset manager’s CIO is drawing on his past experiences to propel the 49-year-old firm into the future.
People Moves: FactSet, AFMA, Finos, Tradeweb and more
A look at some of the key "people moves" from this week, including Linda Huber (pictured), who joins FactSet as chief financial officer.
Confusion remains over SEC’s market data efforts
Jo ponders some of the important pieces of the regulator’s National Market System modernization that remain obscure.
People Moves: FINRA, Tassat, Eventus Systems, Willis Re and Big XYT
A look at some of the key 'people moves' from this week including Greg Ruppert (pictured) who joins Finra as executive vice president.
People Moves: Euronext, RJO, CloudMargin, And More
A look at some of the key people moves from this week, including Georges Lauchard, new chief operating officer at Euronext (pictured).
People Moves: Liquidnet; Broadridge, dv01, Cutter & more.
A look at some of the key people moves from the past week, including Vicky Sanders (pictured).
Martín, Ferrarelli Scoop Top Awards at AFTAs 2018
UBS' COO, Beatriz Martín, and Charles Schwab Investment Management's CIO, James Ferrarelli, won the two highest-profile categories of the 2018 AFTAs: best technology executive (sell side) and best technology executive (buy side), respectively.
Challenging US Exchanges Will be Uphill Battle for MEMX, Experts Warn
An industry initiative to start a new US exchange promises much, but it may struggle to deliver without a clearer purpose.
Nasdaq’s Twin Pillars: Brad Peterson and Lars Ottersgård
In a period where most stock exchanges are facing uncertain futures and are eyeing consolidation with rivals, one of the world’s largest is hitting its stride.
Schwab, E*Trade, TD Execs Join SIP Advisory Committee
The trio of execs bring decades of experience in the financial services and market data industries.
AFTAs 2017: Best IT Team—Charles Schwab Investment Management
The best IT team award of this year’s AFTAs goes to Charles Schwab Investment Management’s investments technology team, snatching the crown from last year’s winner, JPMorgan.
Robomania's Robust Rise
How much should institutional investors look into the fresh influence of robo-advisors?
Charles Schwab Extends Managed Accounts Deal with Fiserv
Charles Schwab & Co. has signed a three-year extension for its use of Fiserv's Unified Wealth Platform, covering portfolio management, accounting, trading and model-portfolio capabilities in support of its managed accounts platform that includes…
Broadridge, Schwab Team on Mutual Fund Analytics Portal
Charles Schwab has launched a new portal—dubbed Schwab Asset Intelligence, or SAI—that will provide mutual fund firms with fund asset and sales information. Schwab partnered with data management vendor Access Data, a Broadridge Financial Solutions…
Custody is the Rule: NSCC Building Better Alternative Investments Processing Automation
Strengthening the market for securities custody, NSCC's new automated possession and control functions will further improve the DTCC's administration of alternative investments. By Tim Murray
