National Futures Association
One-fifth of CME clearing members hit by Ion hack
Advisory committee heard CFTC believed it could “play a more direct role” in cyber security practices
TeraExchange Signs NFA for SEF Regulatory Services
The National Futures Association (NFA) has announced that TeraExchange has signed a pre-launch regulatory services agreement (RSA) with the industry body as part of its application to become a swap execution facility (SEF).
Tradition Reaches Agreement with NFA on SEF Regulatory Functions
Agreement includes technology standards to meet self-regulatory obligations.
ICAP taps NFA for Surveillance and Trade Practice Functions
The agreement is another signal of inter-dealer brokers preparing for final CFTC rules governing SEFs.
Futures SRO Committee Makes Fund Recommendations
Formed in response to MF Global's loss of customer funds, the committee makes four new recommendations regarding proper segregation.