CIP Cap Merges Vendors for RegTech Powerhouse

The deal will combine three vendors with a wealth of regulation- and compliance-related technology solutions.

M&A news

Officials say the combination of Advise, Ascendant and MoneyMate into CSS will create a global platform with a broad range of software solutions to enable financial firms to meet a variety of regulatory and compliance requirements, including AIFMD, Form PF, MiFID II, Rule 38a-1, Solvency II and PRIIPS, among others.

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Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T

Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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