People Moves: Broadridge, IEX, DTCC, and more

A look at the past month’s people moves in the capital markets technology and data space.

Smith named Broadridge COO

Broadridge Financial Solutions has appointed Roz Smith as its new COO. Based in London, Smith will work closely with Mike Sleightholme, president of Broadridge International, to grow the company internationally.

Smith will focus on scaling the Broadridge International business, and driving operating efficiency and productivity. She will oversee implementation processes and program management, with responsibility for the country and regional levels’ organizational

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Firms step up non-compete use to protect tech, data IP

US states are increasingly banning or limiting the use of non-compete contracts, but financial firms are using them more frequently to safeguard proprietary tech and data assets—including the knowledge of the individuals who work on them.

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