Hong Kong Securities and Futures Commission (HKSFC)
Hong Kong looks for digital response to trade reporting burden
New swaps reporting framework will include more fields than requirements in US or Singapore.
Boosting Asia’s Liquidity: A Look at Best Ex Issues in the Region
While best execution mandates are growing around the globe, should the question be more about better execution than best execution?
JPMorgan Fined $30 Million by SFC for Dark Pool Failings
Inadequate implementation of dark pool venue systems and controls in breach of Hong Kong regulator’s rules.
SIX Expands Compliance Service in Hong Kong
The data services provider now includes Hong Kong market transactions in its offerings, supporting required reporting to the Hong Kong Monetary Authority
SGX Unveils PoP at HKEx, Opens Local Derivatives Office
The Singapore Exchange has opened its "liquidity hub" point of presence (PoP) in Hong Kong Exchanges and Clearing's datacenter--the first step in a series of moves to facilitate closer cooperation between the exchanges, including setting up PoPs in each…
Markit Selected by ASIFMA for Hong Kong Electronic Equities Compliance
The financial information provider's Counterparty Manager technology will be deployed by buy-side and brokerage members of the Asia Securities Industry and Financial Markets Association ahead of new Hong Kong Securities and Futures Commission (SFC) rules…
Hong Kong Mercantile Exchange Forced to Close its Doors
The Hong Kong Mercantile Exchange (HKMEx) has handed back its trading license two years after opening, as the exchange is no longer able to meet required regulatory financial conditions.
CFTC Under Fire from Asia-Pacific Regulators
Singaporean, Hong Kong and Australian bodies express concern over extraterritorial implications for OTC reform.
CFTC Under Fire from Asia-Pacific Regulators
Singaporean, Hong Kong and Australian bodies express concern over extraterritorial implications for OTC reform.
Linedata Beauchamp Enhanced to Meet Hong Kong Short Position Rules
Move comes ahead of new rules soon to be implemented by the Hong Kong Securities and Futures Commission.
Anticipating Hong Kong Short Positions Reporting Rules, ConvergEx Updates OMS
The rules, set to be implemented in June, provide more stringent standards for weekly reporting of net short positions on Hong Kong Stock Exchange-listed firms.
