March 2017: Somebody’s Watching You

The raft of upcoming regulations has the industry focused on compliance. But to demonstrate compliance, you first need visibility and good data management.

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Surveillance is getting easier and better. As Joanne Faulkner reports in this issue, firms are using a range of new data and analytics tools to monitor traders for activity that might indicate more serious issues in the same way that traders use analytics to watch for trading opportunities.

With Europe’s MiFID II just one of several regulations on the horizon, regulators are also watching traders closely. In addition, we may soon see them more closely watching so-called RegTech solutions

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CME: CFTC OKs clearing move to Google Cloud

The CFTC has given the Chicago-based exchange approval to run its clearing and settlement infrastructure on the Google Cloud Platform, while the exchange and vendor have extended their partnership to last until at least 2037.

Once a blockchain cheerleader, Axoni changes its playbook

The fintech, whose origins can be traced back to the genesis of capital markets’ complicated flirtation with DLT, has largely ditched the tech as the foundation of its data synchronization offering, opting for more familiar territory.

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