The Road to Regtech 3.0

With regional banking authorities supporting fintech accelerator events, the "regtech" movement is gathering steam.

digital-scales

Douglas W. Arner, Janos Barberis and Ross P. Buckley—all senior academics at universities in Hong Kong and Australia—say their paper, Fintech, Regtech and the Reconceptualization of Financial Regulation, seeks to "expose the inadequacy and lack of ambition of simply digitizing analog processes in a digital financial world."

According to the authors, "The development of fintech, the rapid developments in emerging markets and the recent proactive stance of regulators in developing regulatory

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Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T

Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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