‘Significant Canadian Milestone’ for LEIs
Debt securities regulation goes live
Canadian dealer members must start reporting debt transactions to regulators by November 1. Tim Fox, product manager at Avox in London, says this deadline represents a significant milestone for the use of the legal entity identifier (LEI).
The Investment Industry Regulatory Organization of Canada (IIROC) requires that dealer members (IIROC-regulated dealers) report debt securities transactions they execute, as well as those of affiliates that are government securities distributors (GSDs), under
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