Being Prepared

In this special report on Regulation & Standards, we hear from regulatory compliance data managers, specialists and experts about the next set of regulatory changes taking effect over the next two years and beyond. In the Virtual Roundtable in this report, and also in a special Q&A with ANZ Institutional Bank's Mark Bands, the parameters of the necessary compliance efforts are described, and the role of identifier and know-your-customer (KYC) guidelines are better defined.

Northern Trust's

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DORA stalls over identifier dispute

A disagreement over how to classify third-party tech providers on a reporting form known as the “register of information” has held up preparations for the highly anticipated operational resiliency rule in Europe.

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