Comply or Die?

HOT ISSUES

With the Markets in Financial Instruments Directive (Mifid) deadline just 16 months away, Rob Daly, Deputy Editor for

Waters magazine, recently sat down with Chris Pickles, chair of the Mifid Joint Working Group (JWG) and manager of industry relations at BT Radianz. Pickles and the working group are urging firms to forge ahead with their Mifid projects in spite of the prospect of changing deadlines (DWT, June 19). In fact, Pickles' comments about the industry's state of preparedness came shortly

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Pushing the boundaries of TCA

S&P Global Market Intelligence finished runner-up in the perennially competitive TCA system provider category of the Waters Rankings 2024. Michael Richter, global head of trading analytics, discusses the TCA challenges facing the firm’s buy- and sell…

DORA stalls over identifier dispute

A disagreement over how to classify third-party tech providers on a reporting form known as the “register of information” has held up preparations for the highly anticipated operational resiliency rule in Europe.

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