SEC Taps FIF Vet Kimmel to Oversee CAT Implementation

After a decade leading data industry association the Financial Information Forum, Kimmel is well-versed in directing industry-wide initiatives.

Magnifying glass

US markets regulator the Securities and Exchange Commission has named Manisha Kimmel as a senior policy advisor for regulatory reporting, to coordinate the SEC’s oversight of the Consolidated Audit Trail.

She was most recently chief regulatory officer for wealth management at Refinitiv (formerly Thomson Reuters), which she joined in 2015 after 10 years at data industry association the Financial Information Forum, where she served as executive director and then

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The Waters Cooler: ’Tis the Season!

Everyone is burned out and tired and wants to just chillax in the warm watching some Securities and Exchange Commission videos on YouTube. No? Just me?

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