The NASD Studies Regulatory Merger With AMEX
TRADING LINKS
The National Association of Securities Dealers is looking at ways to merge some of its oversight functions with those of the American Stock Exchange.
Efficiencies that would result from merging would be one incentive for taking this step. However, there are some formidable barriers, and chief among them is the fact that AMEX is a floor-based exchange while the Nasdaq does not have a trading floor, Elisse Walter, CEO for regulation said at NASD's conference in Seattle that there was no plan in
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