SRA Offers E-Mail Surveillance To Help Users Comply With New Regulations
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Government regulators and other controlling bodies will soon require trading firms to more closely monitor the E-mail of their traders, brokers, analysts and/or salespeoples, especially if the messages are sent to the outside world.
The Securities and Exchange Commission (SEC), the National Association of Securities Dealers (NASD), the Officer of the Comptroller of the Currency, state regulatory agencies and exchanges, including the New York Stock Exchange (NYSE)--have all proposed rules that
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