Top Stories of 2014: The Compliance Challenge

The best of our regulatory and compliance-focused coverage in 2014.

scales of justice

Regulation and compliance are still very much at the heart of the conversation in financial services, and it's not hard to see why. From the Dodd-Frank Act, to the European Market Infrastructure Regulation, to the Markets in Financial Instruments Directive review (Mifid II), to Solvency II, to Basel III, and to Ucits IV-now-V, to Reg SCI and any other combination of letters and numbers that permeates the legislative landscape, there's a lot to take in.

Pity the poor multinationals, then, who

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A tech revolution in an old-school industry: FX

FX is in a state of transition, as asset managers and financial firms explore modernizing their operating processes. But manual processes persist. MillTechFX’s Eric Huttman makes the case for doubling down on new technology and embracing automation to increase operational efficiency in FX.

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