SEC Takes Multi-faceted Approach on Market Reform

Aside from proposed rules concerning flash orders and dark pools of liquidity, the U.S. Securities and Exchange Commission (SEC) is also planning to examine risk controls for provisioning of sponsored access to markets, alternative trading system rules and high-frequency trading, says SEC chair Mary Schapiro. She spoke to attendees of the Securities Industry and Financial Markets Association's (Sifma's) annual meeting in New York on Oct. 27.

"While the SEC is reviewing the market in a systematic

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Back to basics: Taxonomies, lineage still stifle data efforts

Voice of the CDO: While data professionals are increasingly showing their value when it comes to analytics and AI adoption, their main job is still—crucially—getting a strong data foundation in place. That starts with taxonomies and lineage.

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