Reg-Room Preparing to Add Intraday Alerts to Reg-Track

nick-paraskeva-regroom
Nick Paraskeva, Reg-Room

The Reg-Track System, which Reg-Room originally launched in 2013, captures regulatory developments, final rules, proposed rules, concept releases, guidance and enforcement actions from the RSS feeds of a wide range of global regulators, including: the US Treasury, the US Securities and Exchange Commission, and FINRA; European regulators such as the UK Financial Conduct Authority, the European Commission, and national regulators in Germany, France, Italy, Spain and Switzerland; Asia-Pacific

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Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T

Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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