Waters Wavelength Podcast Episode 44: Fintech vs Regtech
Dan and Anthony debate the difference, or lack thereof, between firms labeled fintechs and regtechs.
Dan and Anthony discuss fintechs, regtechs and whether there is a difference between the two or if it's simply a marketing ploy (1:05). They then talk about UK day trader Navinder Singh Sarao pleading guilty to spoofing and whether the case was overblown (15:40). Dan then explains how the Consolidated Audit Trail, which gained regulatory approval this week, could alleviate some of these issues, despite having its own problems (22:10). The guys wrap things up talking about the NFL (26:05).
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Links to articles discussed:
SEC Eyes Risks in Rapid Fintech Deployment
‘Flash-crash' trader Navinder Sarao pleads guilty to spoofing
Latest Pound Crash Illustrates Need for Patience
SEC Approves CAT Plan, Will Select Firm to Build It Within 2 Months
Duplicate Reporting Remains Major Issue for CAT Going Forward
As is the case with everything we do, we'd love to get some feedback from our listeners. Feel free to reach out to Anthony or Dan via Twitter or email.
Anthony: @a_malakian; Anthony.Malakian@incisivemedia.com
Dan: @dandefrancesco; Dan.DeFrancesco@incisivemedia.com
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Past episodes:
Episode 1: Bloomberg Terminals, Work Force Issues
Episode 2: Blockchain, StatPro-Investor Analytics Merger
Episode 3: Dark Pools, SEC, Enterprise Risk
Episode 4: Flash Crash, MiFID II, Blockchain on the Buy Side, DMMs
Episode 5: Waters Wavelength Podcast Episode 5: Linux Vulnerability, Bitcoin vs. Blockchain
Episode 6: FBI vs. Apple, LSE-Deutsche Börse Merger
Episode 7: Machine Learning, Climbing the Corporate Ladder
Episode 8: Consolidation of Risk Platforms, Open Source
Episode 9: Cyber Risk North America, Deutsche Börse-LSE Deal
Episode 10: Markit-IHS Merger, FIA Boca
Episode 11: Future of Exchanges, Bussmann Departure, Apple-FBI Closure
Episode 12: Open Source, Reg AT, Panama Papers
Episode 13: TruMid, Innovation Labs
Episode 14: NATAS, Sell-Side Technology Awards
Episode 15: Consolidated Audit Trail
Episode 16: Sifma Ops, Nasdaq, Fixed Income
Episode 17: Regulatory Landscape, Fixed Income, Blockchain
Episode 18: Dos and Don'ts for PR People
Episode 19: BNP's Growth Plans, Buy Side KYC
Episode 20: CAT, Unbundling Research, June Features
Episode 21: Toronto Information and Tech Summit, Fintech Regulation
Episode 22: Blackstone CTO Bill Murphy
Episode 23: Brexit, Fintech Innovation Lab, TSAM
Episode 24: Blockchain Adoption with Richard Johnson, Greenwich Associates
Episode 25: Buy Side KYC, User Experience
Episode 26: Wei-Shen Wong, Waters Hong Kong Reporter, Talks Fintech in Asia
Episode 27: Trading Turrets, Sifma's CAT Comment Letter
Episode 28: Larry Malakian (aka, Tony Malakian's Dad)
Episode 29: LedgerX's Paul Chou and Zach Dexter Talk Bitfinex Hack
Episode 30: Northern Trust's Vijay Luthra Talks Disrupting Data Centers
Episode 31: HFT Debates, RBC's Head of Tech and Ops, PTFs
Episode 32: Seed CX CEO Edward Woodford, State of SEFs
Episode 34: CurveGlobal CEO Andy Ross
Episode 35: September Features with Emilia David
Episode 36: Thomson Reuters-Redi Deal, Chicago Trading Technology Summit
Episode 37: CBOE-Bats Deal, Machine Learning for Social Media
Episode 38: Bruno Campenon, BNP Paribas Securities Services
Episode 39: Blockchain Features
Episode 40: North American Buy-Side Technology Summit
Episode 41: BNY Mellon CIO Suresh Kumar
Episode 42: US Treasuries Platforms, Bats CIO, Accenture Blockchain
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