SEC 15b9-1: Shots Across the Bow
Finra registration could push some options HFTs to the brink.
History reminds us that, very often, what’s most important actually goes on quietly and off to one side.
Take the Spanish Civil War. All sorts of political theater was happening in 1936 on the Iberian Peninsula, but it was the assignment of a young general—Francisco Franco—to the far-flung Canary Islands that ultimately set the course of the conflict.
Likewise, Franz Ferdinand’s assassination in Sarajevo is widely accepted as the flashpoint that turned a series of misguided pacts into World War
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