Big Brother Is Watching: Compliance Envelops the Business
The world of financial services is in a state of flux. Regulation continues to shape the way that businesses operate, technology creates new opportunities and new challenges, and the financial crisis, as well as the subsequent sovereign debt crises in Europe, have introduced uncertainty and volatility.
While much of the focus is on how trading has changed as a result of liquidity fragmentation due to the Markets in Financial Instruments Directive (Mifid), or the advent of high-frequency trading
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